New SEC C&DIs Relating to Rule 10b5-1 Amendments
May 31, 2023Insider Trading, Securities and Exchange Commission (SEC)
As discussed in our prior publication (found here), the Securities and Exchange Commission (SEC) adopted amendments on December 14, 2022, regarding Rule 10b5-1 insider trading plans and related disclosures. On May 25, 2023, the SEC issued three new compliance and disclosure interpretations (C&DIs) relating to the Rule 10b5-1 amendments.
Get the hot topics impacting companies, funds, dealmakers and directors delivered to your inbox.
